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EI

Evan T. Ignall

SAMSUNG SECURITIES (AMERICA)
New York, NY 10019
Some features on this profile are disabled
CRD#: 2039007
EI

Professional summary

Evan Todd Ignall is a registered financial professional currently at SAMSUNG SECURITIES (AMERICA), INC. located in New York, New York and TORCH PARTNERS CORPORATE FINANCE INC .

Evan is registered as a RR (Registered Representative) and started their career in finance in 1990. Evan has worked at 26 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Todd Ignall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2014 - Present

SAMSUNG SECURITIES (AMERICA), INC.

Office #1: 1330 Ave. Of The Americas Suite 1020, New York, NY 10019Office #2: 1330 Avenue Of The Americas Suite 1020, New York, NY 10019
BD
CRD#: 43432
New York, NY
Current

March 21, 2019 - Present

TORCH PARTNERS CORPORATE FINANCE INC

Office #1: 33 Cavendish Square, London, W1G 0PW
BD
CRD#: 159175
London,
Current

July 11, 2019 - Present

PHCP, LLC

Office #1: 2340 Collins Avenue Suite 403, Miami Beach, FL 33139Office #2: 2340 Collins Avenue Suite 403, Miami Beach, FL 33139
BD
CRD#: 300729
Miami Beach, FL
Current

October 1, 2019 - Present

EQUITEQ SECURITIES LLC

Office #1: 460 Park Avenue South Suite 1102, New York, NY 10016
BD
CRD#: 283799
New York, NY
Current

March 18, 2025 - Present

ENTEGRA SECURITIES LLC

Office #1: 130 West 30th Street 6a, New York, NY 10001
BD
CRD#: 332517
NEW YORK, NY
Current

August 6, 2025 - Present

ROSE & CO. CAPITAL ADVISORS, LLC

Office #1: 445 Park Avenue Suite 700, New York, NY 10022
BD
CRD#: 168274
NEW YORK, NY
Past

September 19, 2022 - March 1, 2023

USREM SECURITIES LLC

BD
CRD#: 317571
NEW YORK, NY
Past

March 16, 2021 - January 10, 2025

SAFENED US, INC.

BD
CRD#: 308433
NEW YORK, NY
Past

July 17, 2020 - May 17, 2024

REALBLOCKS PRIVATE SECURITIES, INC.

BD
CRD#: 306101
NEW YORK, NY
Past

January 17, 2018 - July 13, 2021

INTELLIGENT CROSS LLC

BD
CRD#: 288946
STAMFORD, CT
Past

December 26, 2013 - February 24, 2014

HOCKING CAPITAL, LLC

BD
CRD#: 148088
SAN FRANCISCO, CA
Past

February 25, 2013 - January 24, 2020

LAMPE CAPITAL NORTH AMERICA LLC

BD
CRD#: 160477
NEW YORK, NY
Past

May 26, 2009 - February 8, 2013

D/B/A ATWOOD CAPITAL PARTNERS

BD
CRD#: 145905
NEW YORK, NY
Past

April 15, 2009 - January 31, 2012

PLANNER SECURITIES LLC

BD
CRD#: 36866
NEW YORK, NY
Past

February 15, 2008 - October 6, 2009

ATLAS STRATEGIC ADVISORS, LLC

BD
CRD#: 138970
NEW YORK, NY
Past

May 25, 2007 - February 11, 2013

LYSTER WATSON SECURITIES, INC.

BD
CRD#: 30210
NEW YORK, NY
Past

April 30, 2007 - February 24, 2014

TROUT CAPITAL LLC

BD
CRD#: 131489
NEW YORK, NY
Past

October 4, 2006 - November 5, 2007

COLEMAN BROKERAGE GROUP, LLC

BD
CRD#: 135112
NEW YORK, NY
Past

August 25, 2006 - May 29, 2012

HUNTHILL CAPITAL, LLC

BD
CRD#: 130604
NEW YORK, NY
Past

May 26, 2006 - April 14, 2009

BENFIELD ADVISORY INC.

BD
CRD#: 42108
NEW YORK, NY
Past

January 14, 2005 - July 12, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 11, 2003 - August 2, 2004

MONEX SECURITIES, INC.

BD
CRD#: 30362
HOUSTON, TX
Past

January 7, 2002 - November 11, 2002

ARAPAHO PARTNERS, LLC

BD
CRD#: 44665
NEW YORK, NY
Past

April 29, 1994 - April 27, 1995

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY
Past

November 26, 1991 - April 21, 1994

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

March 20, 1990 - December 13, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/19/2006
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/6/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

R&
ROSE & CO. CAPITAL ADVISORS, LLC
ROSE & CO. CAPITAL ADVISORS, LLC

CRD#: 168274 / SEC#: , 8-69298

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
445 Park Avenue Suite 700, New York, NY 10022
Mailing Address
445 Park Avenue Suite 700, New York, NY 10022
Phone number
(212) 359-2230
Established
Delaware since 06/10/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ROSE, SIMON ALEXANDERCHIEF EXECUTIVE OFFICER2176436
BRINBERG, ROBERTCHIEF OPERATING OFFICER4937479
BENDER, STEVEN CHRISTOPHERFINOP2650187
IGNALL, EVAN TODDCHIEF COMPLIANCE OFFICER2039007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSE & CO. CAPITAL ADVISORS, LLC

CRD#: 168274New York, NY 10019

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