Stuart L. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Leonardo Peterson, who also goes by Stu Peterson, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1990. Stuart had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2016 - March 30, 2023
ARTIS VENTURES MANAGEMENT, L.P.
October 15, 2001 - April 27, 2016
ARTIS CAPITAL MANAGEMENT, L.P.
June 23, 1995 - October 23, 1997
AMERICAN EASTERN SECURITIES, INC.
November 26, 1990 - June 28, 1993
MORGAN STANLEY DW INC.
May 22, 1990 - November 7, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARTIS VENTURES MANAGEMENT, L.P.
CRD#: 168686 / SEC#: 802-128076
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 5/1/2023 |
| California | ERA - Active | 4/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
