William J. Fairbank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Fairbank JR, who also goes by Bill Fairbank, William J. Fairbank Jr., was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1967. William had worked at 6 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - December 31, 2015
ACCUMULATION PLANNING PARTNERS
November 18, 2011 - August 5, 2014
WFG ADVISORS, LP
June 5, 1987 - July 20, 1989
PRUCO SECURITIES, LLC.
November 3, 1983 - November 2, 2011
ACCUMULATION PLANNING, INC.
September 15, 1977 - November 8, 1983
PLANNED INVESTMENTS INC.
October 16, 1967 - June 6, 1977
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/19/1967
Registered Representative ExaminationSeries 40
Date: 10/8/1977
Registered Principal ExaminationCurrent Firm
ACCUMULATION PLANNING PARTNERS
CRD#: 172398 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
