Mitchell T. Toland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Ted Toland, who also goes by Mitchell T Toland, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1990. Mitchell had worked at 16 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2005 - February 19, 2014
HALLMARK INVESTMENTS, INC.
March 9, 2004 - November 8, 2005
GUNNALLEN FINANCIAL, INC
June 10, 2003 - March 9, 2004
DPEC CAPITAL, INC.
January 14, 2003 - September 10, 2003
WESTROCK ADVISORS, INC.
January 2, 2002 - January 13, 2003
OPPENHEIMER & CO. INC.
September 3, 1998 - January 2, 2002
PRIME CHARTER LTD.
July 25, 1997 - September 18, 1998
TRADE.COM ONLINE SECURITIES, INC.
October 7, 1996 - June 30, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
August 13, 1996 - September 27, 1996
THE BOSTON GROUP
December 7, 1995 - June 14, 1996
MASON HILL & CO., INC.
January 20, 1995 - August 24, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 6, 1993 - January 18, 1995
GRUNTAL & CO., L.L.C.
May 29, 1992 - May 5, 1993
A. R. BARON & CO., INC.
May 28, 1991 - June 4, 1992
LEHMAN BROTHERS INC.
October 24, 1990 - June 10, 1991
MANCHESTER RHONE SECURITIES CORP.
June 22, 1990 - November 30, 1993
VANDERBILT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALLMARK INVESTMENTS, INC.
CRD#: 135003 / SEC#: , 8-66881
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALLMARK INVESTMENTS HOLDING CORPORATION | OWNER | |
| DASH, STEVEN GARY | CEO | 2438498 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
