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Anssy A. Okoebor

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CRD#: 2038697
AO

Professional summary


Anssy Akhabue Okoebor was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Anssy is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Anssy had worked at 8 firms, which includes ANDEX LIMITED INC., CITIGROUP GLOBAL MARKETS INC., RAYMOND JAMES FINANCIAL SERVICES INC., OSAIC WEALTH INC., TRANSAMERICA FINANCIAL ADVISORS INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., METLIFE INVESTORS DISTRIBUTION COMPANY.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 29, 2004 - October 7, 2005

ANDEX LIMITED, INC.

RIA
CRD#: 133342
IRVINE, CA
Past

November 20, 2000 - October 22, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
IRVINE, CA
Past

October 27, 2000 - October 22, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 12, 1999 - October 30, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

August 16, 1996 - February 22, 1999

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 16, 1995 - August 19, 1996

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

June 27, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

June 27, 1990 - August 17, 1995

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

May 7, 1990 - June 19, 1990

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/30/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 5/20/2003
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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