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Anssy Akhabue Okoebor

CRD# 2038697·Registered 1990 - 2005
Barred: Anssy Akhabue Okoebor was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anssy Akhabue Okoebor was a registered financial advisor. Anssy was a previously registered financial advisor and started their career in finance 1990 - 2005. Anssy had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

ANDEX LIMITED, INC.·CRD# 133342
RIA
Irvine, CA
November 29, 2004 - October 7, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Irvine, CA
November 20, 2000 - October 22, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 27, 2000 - October 22, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
February 12, 1999 - October 30, 2000
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
August 16, 1996 - February 22, 1999
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Los Angeles, CA
August 16, 1995 - August 19, 1996
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
June 27, 1990 - December 10, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
June 27, 1990 - August 17, 1995
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
Newport Beach, CA
May 7, 1990 - June 19, 1990

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed May 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1990About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed May 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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