Mark J. Avers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark John Avers was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2016 - November 25, 2024
ETC BROKERAGE SERVICES, LLC
February 1, 2008 - October 24, 2014
SHAREHOLDERS SERVICE GROUP, LLC
July 26, 2005 - February 9, 2006
QUASAR DISTRIBUTORS, LLC
November 13, 2002 - March 19, 2004
NATIONAL INVESTOR SERVICES CORP.
December 19, 1991 - October 22, 2004
TD AMERITRADE, INC.
October 18, 1991 - December 14, 1991
JOSEPHTHAL & CO., INC.
May 31, 1991 - October 22, 1991
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/23/2024
Operations Professional ExaminationCurrent Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
