Roderick D. Mckenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Donald Mckenzie JR, who also goes by Bo Mckenzie, Rod Mckenzie, Roderick Donald Mckenzie, was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 1993. Roderick had worked at 12 firms and has passed the Series 63, SIE, Series 79, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2017 - March 28, 2018
SCARSDALE EQUITIES LLC
September 29, 2014 - July 11, 2017
SEAPORT GLOBAL SECURITIES LLC
February 18, 2014 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
April 16, 2013 - November 12, 2013
MLV & CO. LLC
October 20, 2009 - April 15, 2013
GLOBAL HUNTER SECURITIES, LLC
April 5, 2006 - February 5, 2008
PRITCHARD CAPITAL PARTNERS, LLC
July 8, 2005 - March 8, 2006
SANDERS MORRIS LLC
May 16, 2003 - November 15, 2004
STERNE, AGEE & LEACH, INC.
January 10, 2001 - December 12, 2001
RBC CAPITAL MARKETS, LLC
September 27, 1999 - January 18, 2001
RBC CAPITAL MARKETS CORPORATION
June 26, 1997 - September 3, 1999
JEFFERIES LLC
May 28, 1997 - June 19, 1997
JEFFERIES LLC
December 8, 1995 - May 28, 1997
LOEWENBAUM & COMPANY INCORPORATED
March 15, 1993 - July 22, 1995
SIMMONS & COMPANY INTERNATIONAL
State Registrations and Notice Filings
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Exams
Current Firm
SCARSDALE EQUITIES LLC
CRD#: 134602 / SEC#: , 8-66845
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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