John P. Dennis
Professional summary
John Purnell Dennis III is a registered financial professional currently at WOODROCK SECURITIES, L.P. located in Houston, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Purnell Dennis III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2005 - Present
WOODROCK SECURITIES, L.P.
Office #1: 4265 San Felipe Street, Suite 600, Houston, TX 77027February 24, 1999 - April 6, 2000
PREBON FINANCIAL PRODUCTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2025)
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(6/14/2024)
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(1/14/2025)
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(1/15/2025)
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(4/27/2010)
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(1/4/2005)
(5/9/2024)
(1/13/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WOODROCK SECURITIES, L.P.
CRD#: 133653 / SEC#: , 8-66753
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 2 |
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