Mark Senofonte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Senofonte, who also goes by Mark Angelo Senofonte, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2025 - December 5, 2025
TRUSTMONT ADVISORY GROUP, INC.
September 21, 2023 - January 23, 2024
FIRST HEARTLAND CONSULTANTS, INC.
September 11, 2023 - October 27, 2023
FIRST HEARTLAND CAPITAL, INC.
November 4, 2021 - August 23, 2022
LPL FINANCIAL LLC
January 21, 2014 - August 10, 2021
CETERA INVESTMENT ADVISERS LLC
February 6, 2007 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
February 6, 2007 - August 10, 2021
CETERA INVESTMENT SERVICES LLC
June 2, 2005 - February 9, 2007
IFMG SECURITIES, INC.
June 2, 2005 - February 9, 2007
IFMG SECURITIES, INC.
November 22, 2004 - May 20, 2005
THE INVESTMENT CENTER, INC.
November 22, 2004 - May 20, 2005
THE INVESTMENT CENTER, INC.
September 24, 2004 - November 29, 2004
EQUITABLE ADVISORS, LLC
September 16, 2004 - November 29, 2004
EQUITABLE ADVISORS, LLC
May 10, 2004 - September 24, 2004
IFMG SECURITIES, INC.
May 10, 2004 - September 24, 2004
IFMG SECURITIES, INC.
February 13, 2004 - May 7, 2004
ALLSTATE FINANCIAL SERVICES, LLC
April 28, 2003 - March 12, 2004
QUICK & REILLY, INC.
April 28, 2003 - March 12, 2004
QUICK & REILLY, INC.
September 17, 2002 - April 17, 2003
IFMG SECURITIES, INC.
July 24, 1996 - April 17, 2003
IFMG SECURITIES, INC.
June 8, 1995 - July 22, 1996
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 10, 1993 - December 6, 1994
DREYFUS INVESTMENT SERVICES COMPANY, LLC
June 5, 1993 - November 16, 1993
NORTH AMERICAN MANAGEMENT, INC.
September 10, 1992 - April 7, 1993
PFS INVESTMENTS INC.
April 11, 1990 - July 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 11, 1990 - July 1, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
