Maurice R. Marchesini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Roberto Marchesini, who also goes by Maurice R Marchesini, Maurice Marchesini, Mauricio R Marchesini, was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 1994. Maurice had worked at 9 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2020 - June 21, 2024
OLIMPIA PARTNERS (USA) LLC
August 6, 2012 - November 3, 2017
DEUTSCHE BANK SECURITIES INC.
April 20, 2009 - May 9, 2012
UBS SECURITIES LLC
September 14, 2006 - February 13, 2009
MORGAN STANLEY & CO. LLC
May 25, 2004 - September 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2003 - April 7, 2004
J.P. MORGAN SECURITIES LLC
December 7, 1998 - February 4, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 1997 - May 4, 1998
CITIGROUP GLOBAL MARKETS INC.
January 23, 1996 - May 4, 1998
SALOMON BROTHERS INC.
August 2, 1994 - January 5, 1996
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
OLIMPIA PARTNERS (USA) LLC
CRD#: 306172 / SEC#: , 8-70441
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARCHESINI, MAURICE ROBERTO | MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER, AMLCO | 2038062 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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