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Maureen D. Blankshain

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CRD#: 2037821
MB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maureen Denise Blankshain, who also goes by Maureen D Blankshain, Maureen Denise Mcguire, was a registered financial professional .

Maureen is a previously registered financial professional and started their career in finance in 1991. Maureen had worked at 6 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Maureen D Blankshain | Maureen Denise Mcguire

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 29, 2013 - May 15, 2014

ZOO TRADING LLC

BD
CRD#: 167184
BROOKLYN, NY
Past

February 5, 2013 - June 25, 2013

OLD MISSION CAPITAL, LLC

BD
CRD#: 146991
CHICAGO, IL
Past

November 16, 2009 - November 10, 2011

IMC FINANCIAL MARKETS

BD
CRD#: 104143
CHICAGO, IL
Past

July 24, 2009 - July 7, 2010

SPIDERROCK EXS, LLC

BD
CRD#: 148743
CHICAGO, IL
Past

May 12, 2007 - December 3, 2009

RCI LIMITED PARTNERSHIP

BD
CRD#: 35724
CHICAGO, IL
Past

February 14, 1991 - August 12, 1994

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

BD
CRD#: 16139

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 2/13/1991
Financial and Operations Principal Examination

Current Firm


ZT
ZOO TRADING LLC
ZOO TRADING LLC

CRD#: 167184 / SEC#: , 8-69246

BD
Terminated by SEC on 06/10/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 01/07/2013
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LIBERTY I MANAGEMENT, LLCMANAGER
LEWIS, SCOTT MEREDITHHEADING OF TRADING
DIXON, JULIANNE COLLINSCHEIF COMPLIANCE OFFICER2529705
SPELLMAN, KENT ROBERTMANAGING MEMBER OF LIBERTY 1 MGMT LLC4886808

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZOO TRADING LLC

CRD#: 167184

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