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Maureen Denise Blankshain

CRD# 2037821·Registered 1991 - 2014
Previously Registered: Being a previously registered professional could mean that Maureen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maureen Denise Blankshain, who also goes by Maureen D Blankshain, Maureen Denise Mcguire, was a registered financial advisor. Maureen was a previously registered financial professional and started their career in finance 1991 - 2014. Maureen had worked at 6 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maureen D Blankshain, Maureen Denise Mcguire

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

ZOO TRADING LLC·CRD# 167184
BD
Brooklyn, NY
May 29, 2013 - May 15, 2014
OLD MISSION CAPITAL, LLC·CRD# 146991
BD
Chicago, IL
February 5, 2013 - June 25, 2013
IMC FINANCIAL MARKETS·CRD# 104143
BD
Chicago, IL
November 16, 2009 - November 10, 2011
SPIDERROCK EXS, LLC·CRD# 148743
BD
Chicago, IL
July 24, 2009 - July 7, 2010
RCI LIMITED PARTNERSHIP·CRD# 35724
BD
Chicago, IL
May 12, 2007 - December 3, 2009
MERRILL LYNCH PROFESSIONAL CLEARING CORP.·CRD# 16139
BD
February 14, 1991 - August 12, 1994

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Current Firm

ZT
ZOO TRADING LLC

ZOO TRADING LLC

CRD#: 167184 / SEC#: 8-69246
BD
Terminated by SEC on 06/10/2014

Contact Information

Established

Delaware since 01/07/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LIBERTY I MANAGEMENT, LLCMANAGER—
LEWIS, SCOTT MEREDITHHEADING OF TRADING—
DIXON, JULIANNE COLLINSCHEIF COMPLIANCE OFFICER2529705
SPELLMAN, KENT ROBERTMANAGING MEMBER OF LIBERTY 1 MGMT LLC4886808

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Feb 1991About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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