Wendell H. Fahlstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendell Hebert Fahlstrom SR, who also goes by Del Herbert Fahlstrom Sr, Wendell Hebert Fahlstrom, Windy Herbert Fahlstrom Sr, was a registered financial professional .
Wendell is a previously registered financial professional and started their career in finance in 1968. Wendell had worked at 13 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2010 - January 6, 2021
VARIABLE INVESTMENT ASSOCIATES, INC.
August 3, 2009 - November 2, 2010
PARKLAND SECURITIES, LLC
January 12, 2007 - August 3, 2009
VOYA FINANCIAL ADVISORS, INC.
June 30, 2004 - January 3, 2007
VOYA FINANCIAL PARTNERS, LLC
April 7, 2000 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
September 5, 1997 - March 30, 2000
1717 CAPITAL MANAGEMENT COMPANY
November 3, 1994 - August 6, 1997
VOYA FINANCIAL ADVISORS, INC.
September 15, 1992 - November 3, 1994
RELIASTAR FINANCIAL MARKETING CORP.
July 30, 1985 - January 14, 1986
AETNA FINANCIAL SERVICES, INC.
February 13, 1984 - November 10, 1986
PENSION PLANNERS SECURITIES, INC.
June 19, 1983 - September 10, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 7, 1974 - April 11, 1984
TOWER SQUARE SECURITIES, INC.
July 13, 1973 - April 5, 1974
OSAIC FA, INC.
May 11, 1973 - April 5, 1974
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 3, 1968 - October 22, 1971
THE TRAVELERS EQUITY SALES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/20/1968
Registered Representative ExaminationCurrent Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
