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Michael Lincicome

CRD# 2037779·Registered 1990 - 1992
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Lincicome was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1990 - 1992. Michael had worked at 1 firm and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

IDEAL SECURITIES, INC.·CRD# 25172
BD
September 27, 1991 - November 25, 1992
IDEAL SECURITIES, INC.·CRD# 25172
BD
March 22, 1990 - May 18, 1990

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Current Firm

IS
IDEAL SECURITIES, INC.

IDEAL SECURITIES, INC.

CRD#: 25172 / SEC#: 8-41607
BD
Cancelled by SEC on 07/14/1993

Contact Information

Established

Texas since 07/27/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1990About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1990About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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