James T. Nealy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Timothy Nealy, who also goes by Jt Nealy, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 1 firm and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1991 - November 25, 1992
IDEAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IDEAL SECURITIES, INC.
CRD#: 25172 / SEC#: , 8-41607
Contact information
Documents
Red Flags
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