Robert A. Silvestri
Professional summary
Robert Allen Silvestri was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Robert had worked at 7 firms, which includes VESTECH ASSET MANAGEMENT INC., AEGIS CAPITAL CORP., LEVEL FOUR ADVISORY SERVICES, LEVEL FOUR FINANCIAL LLC, MORGAN STANLEY, UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2023 - August 3, 2023
VESTECH ASSET MANAGEMENT INC.
January 19, 2023 - July 25, 2023
AEGIS CAPITAL CORP.
January 11, 2023 - July 25, 2023
AEGIS CAPITAL CORP.
December 21, 2021 - December 1, 2022
LEVEL FOUR ADVISORY SERVICES
September 17, 2018 - December 21, 2021
LEVEL FOUR FINANCIAL, LLC
September 17, 2018 - December 1, 2022
LEVEL FOUR FINANCIAL, LLC
June 9, 2010 - October 9, 2018
MORGAN STANLEY
June 9, 2010 - October 9, 2018
MORGAN STANLEY
May 19, 2000 - June 10, 2010
UBS FINANCIAL SERVICES INC.
May 19, 2000 - June 10, 2010
UBS FINANCIAL SERVICES INC.
April 24, 1990 - May 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VESTECH ASSET MANAGEMENT INC.
CRD#: 285685 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 100,032,281 |
Red Flags
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