Robert M. Rinvelt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Marvin Rinvelt, who also goes by Rob M. Rinvelt, Robert Rinvelt, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2016 - December 31, 2020
KESTRA ADVISORY SERVICES, LLC
May 1, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
April 30, 2015 - December 31, 2020
KESTRA INVESTMENT SERVICES, LLC
September 21, 2010 - May 4, 2015
FSC SECURITIES CORPORATION
December 1, 2009 - May 4, 2015
FSC SECURITIES CORPORATION
September 8, 2009 - December 10, 2009
LPL FINANCIAL LLC
March 11, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
May 26, 2004 - March 17, 2005
LPL FINANCIAL LLC
May 26, 2004 - March 17, 2005
LPL FINANCIAL LLC
January 5, 1999 - June 10, 2004
WS GRIFFITH SECURITIES, INC.
July 16, 1997 - January 5, 1999
PRINCIPAL SECURITIES, INC.
March 5, 1990 - October 19, 1992
HOME LIFE INSURANCE COMPANY
March 5, 1990 - July 16, 1997
WS GRIFFITH SECURITIES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
