Otto A. Jelinek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Otto Anthony Jelinek was a registered financial professional .
Otto is a previously registered financial professional and started their career in finance in 1990. Otto had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2009 - December 13, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 27, 2009 - September 29, 2009
ADVISORS ASSET MANAGEMENT, INC.
March 4, 2009 - September 29, 2009
ADVISORS ASSET MANAGEMENT, INC.
March 11, 2008 - December 31, 2008
EQUITABLE DISTRIBUTORS, LLC
November 18, 2005 - March 12, 2008
JANUS HENDERSON DISTRIBUTORS US LLC
December 1, 1997 - October 28, 2005
CAPITAL BROKERAGE CORPORATION
January 24, 1997 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
February 7, 1996 - January 6, 1997
WINGSPAN INVESTMENT SERVICES
November 3, 1995 - February 8, 1996
FORTH FINANCIAL SECURITIES, CORPORATION
June 6, 1994 - November 7, 1995
WINGSPAN INVESTMENT SERVICES
July 31, 1993 - June 3, 1994
CITIGROUP GLOBAL MARKETS INC.
March 20, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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