DF
Dara L. Frey
QUASAR DISTRIBUTORS
Naples, FL 34108
Some features on this profile are disabled
CRD#: 2037633
DF
Professional summary
Dara Lynn Frey, who also goes by Dara Lynn Frey, Dara Lynn VIapiano, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Naples, Florida.
Dara is registered as a RR (Registered Representative) and started their career in finance in 1990. Dara has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dara Lynn Frey | Dara Lynn Viapiano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dara Lynn Frey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2025 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 801 Laurel Oak Drive Suite 300a, Naples, FL 34108BD
CRD#: 103848
Naples, FL
Past
September 13, 2016 - January 2, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
May 16, 2016 - January 2, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
August 29, 1990 - November 1, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/6/2025)
RR
Alaska(3/6/2025)
RR
Arizona(3/6/2025)
RR
Arkansas(3/6/2025)
RR
California(3/6/2025)
RR
Colorado(3/6/2025)
RR
Connecticut(3/6/2025)
RR
Delaware(3/6/2025)
RR
District of Columbia(3/6/2025)
RR
Florida(3/6/2025)
RR
Georgia(3/6/2025)
RR
Hawaii(3/6/2025)
RR
Idaho(3/6/2025)
RR
Illinois(3/6/2025)
RR
Indiana(3/6/2025)
RR
Iowa(3/6/2025)
RR
Kansas(3/6/2025)
RR
Kentucky(3/6/2025)
RR
Louisiana(3/6/2025)
RR
Maine(3/6/2025)
RR
Maryland(3/6/2025)
RR
Massachusetts(3/6/2025)
RR
Michigan(3/6/2025)
RR
Minnesota(3/6/2025)
RR
Mississippi(3/6/2025)
RR
Missouri(3/6/2025)
RR
Montana(3/6/2025)
RR
Nebraska(3/6/2025)
RR
Nevada(3/6/2025)
RR
New Hampshire(3/6/2025)
RR
New Jersey(3/6/2025)
RR
New Mexico(3/6/2025)
RR
New York(3/6/2025)
RR
North Carolina(3/6/2025)
RR
North Dakota(3/6/2025)
RR
Ohio(3/6/2025)
RR
Oklahoma(3/6/2025)
RR
Oregon(3/6/2025)
RR
Pennsylvania(3/6/2025)
RR
Puerto Rico(3/6/2025)
RR
Rhode Island(3/6/2025)
RR
South Carolina(3/6/2025)
RR
South Dakota(3/6/2025)
RR
Tennessee(3/6/2025)
RR
Texas(3/6/2025)
RR
Utah(3/6/2025)
RR
Vermont(3/6/2025)
RR
Virgin Islands(3/6/2025)
RR
Virginia(3/6/2025)
RR
Washington(3/6/2025)
RR
West Virginia(3/6/2025)
RR
Wisconsin(3/6/2025)
RR
Wyoming(3/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
