Robert J. Cohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jay Cohan, who also goes by Robert J Cohan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 6 firms and has passed the Series 63, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2005 - August 24, 2005
FIRST MONTAUK SECURITIES CORP.
April 3, 1998 - January 3, 2005
LEGG MASON WOOD WALKER, INCORPORATED
September 13, 1996 - April 23, 1998
FIRST UNION CAPITAL MARKETS CORP.
June 17, 1993 - September 25, 1996
MORGAN STANLEY DW INC.
March 27, 1992 - June 21, 1993
CIBC WORLD MARKETS CORP.
March 20, 1990 - April 21, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST MONTAUK SECURITIES CORP.
CRD#: 13755 / SEC#: , 8-29748
Contact information
Documents
Disclosures
| Regulatory Event | 25 |
| Arbitration | 28 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
