Glenn S. Dorsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Scott Dorsey was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1990. Glenn had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2013 - April 4, 2016
CURIAN CAPITAL, LLC
March 19, 2013 - April 4, 2016
CURIAN CLEARING, LLC
January 25, 2011 - November 1, 2012
MATRIX CAPITAL GROUP, INC.
June 17, 2009 - October 26, 2010
FORESIDE DISTRIBUTION SERVICES, L.P.
February 17, 2005 - February 18, 2010
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED
March 20, 1990 - March 30, 1994
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Exams
Current Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
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