Carolyn Bianco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolyn Bianco, who also goes by Carolyn Meekin, was a registered financial professional .
Carolyn is a previously registered financial professional and started their career in finance in 1991. Carolyn had worked at 4 firms and has passed the Series 63, Series 7, Series 62 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2010 - February 6, 2012
ARITAS SECURITIES LLC
January 25, 2002 - December 31, 2005
FIRST MONTAUK SECURITIES CORP.
December 7, 2000 - February 14, 2001
INTELATRADE.COM
June 3, 1991 - October 18, 1994
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/6/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
ARITAS SECURITIES LLC
CRD#: 128453 / SEC#: , 8-66136
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
