Jocelyn Mortensen

PUBLIC RESOURCES ADVISORY GROUP

OAKLAND, CA

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CRD#: 2037329

Professional summary

Jocelyn Mortensen is a registered financial advisor currently at PUBLIC RESOURCES ADVISORY GROUP located in Oakland, California.

Jocelyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jocelyn has worked at 5 firms and has passed the Series 63, Series 50, Series 7 and Series 54 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jocelyn Mortensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2006 - Present

PUBLIC RESOURCES ADVISORY GROUP

RIA

CRD#: 113338

OAKLAND, CA

Past

April 18, 2005 - December 12, 2005

JACKSON SECURITIES LLC

CRD#: 19897

ATLANTA, GA

Past

November 14, 2000 - July 1, 2004

JACKSON SECURITIES LLC

CRD#: 19897

ATLANTA, GA

Past

April 13, 1999 - March 22, 2000

AMERICUS INVESTMENT CORP.

CRD#: 38636

ATLANTA, GA

Past

April 19, 1993 - April 1, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 20, 1990 - March 3, 1993

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/14/2006)

IAR

New York
(7/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 2/11/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 1/14/2022

Municipal Advisor Principal Qualification Examination

Current Firm

PUBLIC RESOURCES ADVISORY GROUP

PUBLIC RESOURCES ADVISORY GROUP | PUBLIC RESOURCES ADVISORY GROUP, INC.

CRD#: 113338 / SEC#:

California

Registered Investment Advisory firm - (1/10/2001 Approved)

District of Columbia

Registered Investment Advisory firm - (2/9/2024 Terminated)

Florida

Registered Investment Advisory firm - (4/5/2006 Approved)

Maryland

Registered Investment Advisory firm - (3/26/2025 Terminated)

New York

Registered Investment Advisory firm - (5/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/31/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

39 Broadway Suite 1210, New York, NY 10006

Mailing Address

Phone number

(212) 566-7800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jocelyn Mortensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jocelyn Mortensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PUBLIC RESOURCES ADVISORY GROUP

JACKSON SECURITIES LLC

JACKSON SECURITIES LLC

AMERICUS INVESTMENT CORP.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/6/1994

Series 50

Date: 2/11/2016

Series 7

Date: 3/17/1990

Series 54

Date: 1/14/2022

Current Firm

PUBLIC RESOURCES ADVISORY GROUP

Contact information

Documents

Red Flags

Company Information

PUBLIC RESOURCES ADVISORY GROUP

TRUST BUT VERIFY

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