Duncan C. Dewahl

DELTA CAPITAL MANAGEMENT

Maitland, FL 32751

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CRD#: 2036950

Professional summary

Duncan Comrie Dewahl, CFP®, who also goes by Duncan Dewahl, is a registered financial advisor currently at DELTA CAPITAL MANAGEMENT, LLC located in Maitland, Florida.

Duncan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Duncan has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Duncan Dewahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duncan Comrie Dewahl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

July 18, 2013 - Present

DELTA CAPITAL MANAGEMENT, LLC

Office #1: 698 N. Maitland Avenue Suite 201, Maitland, FL 32751

RIA

CRD#: 128350

Maitland, FL

Past

June 22, 2006 - April 2, 2013

WADDELL & REED

RIA

CRD#: 866

MAITLAND, FL

Past

June 22, 2006 - April 2, 2013

WADDELL & REED

CRD#: 866

MAITLAND, FL

Past

June 24, 2004 - June 20, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WINTER PARK, FL

Past

June 15, 2004 - June 20, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

WINTER PARK, FL

Past

September 12, 2003 - March 15, 2004

BURGESS CHAMBERS & ASSOCIATES INC

RIA

CRD#: 110164

WINTER PARK, FL

Past

March 20, 1990 - May 25, 2004

SECURITIES RESEARCH, INC. OF FLORIDA

CRD#: 6516

VERO BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC | DONOVAN CASTERLINE LLC

CRD#: 128350 / SEC#: 801-118594

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Florida

Registered Investment Advisory firm - (6/30/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/24/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/11/1991

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/27/1990

General Securities Principal Examination

Current Firm

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC | DONOVAN CASTERLINE LLC

CRD#: 128350 / SEC#: 801-118594

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Florida

Registered Investment Advisory firm - (6/30/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

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Contact information

Main Address

698 N. Maitland Avenue Suite 201, Maitland, FL 32751

Mailing Address

Phone number

(407) 422-2423

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCM ADV PART 2A 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 248,375,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Duncan C. Dewahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duncan Comrie Dewahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

BURGESS CHAMBERS & ASSOCIATES INC

SECURITIES RESEARCH, INC. OF FLORIDA

Primary Firm SEC Registration

DELTA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2004

Series 63

Date: 4/10/1990

Series 31

Date: 9/24/2004

Series 7

Date: 3/17/1990

Series 4

Date: 10/11/1991

Series 24

Date: 11/27/1990

Current Firm

DELTA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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