Eric Peremen
Professional summary
Eric Peremen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Eric had worked at 7 firms, which includes WOLFF INVESTMENT GROUP INCORPORATED, W.J. NOLAN & COMPANY INC., MEYERS POLLOCK ROBBINS INC., WINDSOR BENNETT CAPITAL GROUP CORP., BARRETT DAY SECURITIES INC., JOSEPHTHAL & CO. INC., CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1998 - September 28, 1998
WOLFF INVESTMENT GROUP INCORPORATED
December 11, 1997 - December 16, 1997
W.J. NOLAN & COMPANY, INC.
May 20, 1996 - October 14, 1996
MEYERS POLLOCK ROBBINS, INC.
December 14, 1995 - April 18, 1996
WINDSOR BENNETT CAPITAL GROUP CORP.
July 26, 1993 - March 10, 1995
BARRETT DAY SECURITIES, INC.
May 11, 1993 - June 9, 1993
BARRETT DAY SECURITIES, INC.
June 20, 1991 - August 20, 1992
JOSEPHTHAL & CO., INC.
January 16, 1991 - June 18, 1991
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WOLFF INVESTMENT GROUP INCORPORATED
CRD#: 21930 / SEC#: , 8-39393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASSIN, MICHAEL A | SHAREHOLDER | |
| SCHAEN, PATRICIA ANN | PRESIDENT, DIRECTOR | 412379 |
| ABER, STANLEY | SHAREHOLDER | |
| ADLER, LEN | FINOP | 2721453 |
| BREWSTER, BRUCE | SHAREHOLDER | 30219 |
| KAMEL, NANCY PRAGER | SHAREHOLDER | 4371829 |
| MICHAEL BIDDLE | SHAREHOLDER | |
| RUSSELL, VIRGINIA DE G | SHAREHOLDER | |
| SPINELLA, GERALDINE ANNE | SHAREHOLDER | 1014228 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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