EDWARD L. VETTER
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
EDWARD LANCE VETTER, CFP®, who also goes by Lance Vetter, was a registered financial professional .
EDWARD is a previously registered financial professional and started their career in finance in 1990. EDWARD had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2002 - April 2, 2026
FISHER INVESTMENTS
February 2, 2001 - April 11, 2001
MOORS & CABOT, INC.
January 4, 2000 - October 31, 2000
IVY DISTRIBUTORS, INC.
December 18, 1998 - December 6, 1999
TOWER SQUARE SECURITIES, INC.
July 18, 1996 - July 16, 1998
GT GLOBAL, INC.
April 20, 1994 - May 3, 1996
PRUDENTIAL EQUITY GROUP, LLC
March 7, 1990 - February 11, 1994
METROPOLITAN LIFE INSURANCE COMPANY
March 7, 1990 - February 11, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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