Jeffrey A. Lipschutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Adam Lipschutz was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1990. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2010 - November 9, 2012
AMERICAN INVESTMENT SERVICES
August 9, 2007 - March 6, 2008
VIRTU ITG LLC
October 2, 2002 - October 29, 2002
ROBERTSON STEPHENS, INC.
April 14, 1997 - January 1, 1999
FINANCIAL CONSULTANT GROUP, LLC
August 25, 1995 - April 16, 1997
RICKEL & ASSOCIATES, INC.
December 23, 1992 - August 23, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 24, 1990 - December 14, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN INVESTMENT SERVICES
CRD#: 144088 / SEC#: 801-68338
Contact information
Red Flags
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