Stephen M. Jackson

VIAQUEST ADVISORS LLC

HOUSTON, TX 77058

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CRD#: 2036675

Professional summary

Stephen Maxie Jackson, who also goes by Stephen Jackson, Steve Jackson, is a registered financial advisor currently at VIAQUEST ADVISORS LLC located in Houston, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 3, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Jackson | Steve Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VIAQUEST INSURANCE SERVICES - AGENT - INVESTMENT RELATED - START DATE 12/2011 - LOCATED AT 17225 EL CAMINO REAL STE 250, HOUSTON, TX 77058, United States - ADVISORY & SUPPORT - INSURANCE PRODUCT SALES - 5 HOURS SPENT. NOT ACTIVELY SELLING INSURANCE, CURRENTLY SERVICING EXISTING ACCOUNTS ONLY. ACCENT SERVICES - INTERESTED PARTY - COMMERCIAL CLEANING SERVICES - 1 HOUR SPENT - START DATE 7/2012 STEPHEN M JACKSON - LESSOR - OFFICE SPACE LEASING - 1 HOUR SPENT - START DATE 1/2012 Licensed Insurance Agent through various insurance carriers. Not investment-related. Start Date: 12/2024. Approximately 5 hours per month, all during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Maxie Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

VIAQUEST ADVISORS LLC

Office #1: 17225 El Camino Real Suite 250, Houston, TX 77058

RIA

CRD#: 333842

HOUSTON, TX

Past

November 8, 2024 - December 31, 2024

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

ATLANTA, GA

Past

June 14, 2024 - December 31, 2024

OSAIC WEALTH, INC.

CRD#: 23131

HOUSTON, TX

Past

December 5, 2014 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

HOUSTON, TX

Past

December 5, 2014 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

HOUSTON, TX

Past

July 28, 1997 - December 23, 2014

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

HOUSTON, TX

Past

July 28, 1997 - December 23, 2014

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

HOUSTON, TX

Past

November 5, 1993 - August 6, 1997

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Past

September 4, 1992 - November 1, 1993

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

June 21, 1990 - September 23, 1992

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIAQUEST ADVISORS LLC

CRD#: 333842 / SEC#: 801-131568

RIA

Registered Investment Advisory firm - (12/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/13/1990

National Commodity Futures Examination

Principal/Supervisory Exam

Series 53

Date: 3/8/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/1996

General Securities Principal Examination

Current Firm

VIAQUEST ADVISORS LLC

CRD#: 333842 / SEC#: 801-131568

RIA

Registered Investment Advisory firm - (12/2/2024 Approved)

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Contact information

Main Address

17225 El Camino Real Suite 250, Houston, TX 77058

Mailing Address

Phone number

(281) 335-7609

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	441
AUM (Assets Under Management)	$ 138,841,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen M. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Maxie Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

CULLUM & SANDOW SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

CULLUM & SANDOW SECURITIES, INC.

Primary Firm SEC Registration

VIAQUEST ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/1999

Series 63

Date: 6/22/1990

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1990

Series 3

Date: 2/13/1990

Series 53

Date: 3/8/2005

Series 24

Date: 5/14/1996

Current Firm

VIAQUEST ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIAQUEST ADVISORS LLC

TRUST BUT VERIFY

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