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DJ

Debra Hotman Jones

CRD# 2036660·Registered 1990 - 2023
Previously Registered: Being a previously registered professional could mean that Debra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Debra Hotman Jones, who also goes by Debbie Lynn Hotman, was a registered financial advisor. Debra was a previously registered financial professional and started their career in finance 1990 - 2023. Debra had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Debbie Lynn Hotman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

MURRAY SECURITIES, INC.·CRD# 142783
BD
Tyler, TX
January 8, 2008 - July 11, 2023
MURRAY TRAFF SECURITIES·CRD# 17828
BD
Tyler, TX
October 26, 1990 - June 19, 2007

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Current Firm

MS
MURRAY SECURITIES, INC.

MURRAY SECURITIES, INC | MURRAY SECURITIES, INC.

CRD#: 142783 / SEC#: 801-137189, 8-67488
RIA
Registered Investment Advisory firm - SEC (9/1/2026 Approved)
Texas
Registered Investment Advisory firm - SEC (9/2/2026 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

909 Ese Loop 323, Suite 200, Tyler, TX 75701

Mailing Address

909 Ese Loop 323, Suite 200, Tyler, TX 75701

Phone Number

(903) 561-5588

Established

Texas since 10/13/2006

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

# of Employees

4

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (9/3/2026)

Direct owners and executive officers

NamePositionCRD#
MURRAY, GARY VONNPRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER709064

Regulatory Assets Under Management

Total Number of Accounts

49

AUM (Assets Under Management)

$116,646,361

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MURRAY SECURITIES, INC.

MURRAY SECURITIES, INC | MURRAY SECURITIES, INC.

CRD#: 142783 / SEC#: 801-137189, 8-67488
RIA
Registered Investment Advisory firm - SEC (9/1/2026 Approved)
Texas
Registered Investment Advisory firm - SEC (9/2/2026 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1990About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DJ
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