Anthony L. Fadelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Lawrence Fadelli, who also goes by Tony Fadelli, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1969. Anthony had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1997 - October 1, 2014
FOOTHILL SECURITIES, INC.
March 18, 1988 - October 1, 2014
FOOTHILL SECURITIES, INC.
March 2, 1987 - March 22, 1988
JUDY & ROBINSON SECURITIES, INC
April 7, 1986 - December 31, 1993
PORTFOLIO INVESTMENTS, INC.
January 23, 1986 - March 17, 1987
EPIC SECURITIES COMPANY
October 12, 1983 - December 9, 1985
EPIC SECURITIES COMPANY
September 18, 1972 - March 5, 1986
HORNOR, TOWNSEND & KENT, LLC
December 21, 1970 - October 18, 1983
CABOT-MEYERS FINANCIAL GROUP
May 20, 1969 - January 28, 1971
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/15/1969
Registered Representative ExaminationCurrent Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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