Gary M. Bowman

CUSTOM WEALTH MANAGEMENT

FORT MOHAVE, AZ

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CRD#: 2035699

Professional summary

Gary Max Bowman is a registered financial advisor currently at CUSTOM WEALTH MANAGEMENT INC located in Fort Mohave, Arizona.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gary has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STRATEGIC RETIREMENT PLANNING POSITION: President NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 854 Magnolia Ave, Suite H, Corona CA 92879, United States; DESCRIPTION: Use as a way to pay bills, payroll and fund retirement accounts in a tax efficient manner. 2. BOWMAN FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 854 Magnolia Suite H, corona CA 92879, United States DESCRIPTION: Salesman

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Max Bowman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2022 - Present

CUSTOM WEALTH MANAGEMENT INC

RIA

CRD#: 321121

FORT MOHAVE, AZ

Past

February 19, 2013 - August 6, 2021

OSAIC SERVICES, INC.

RIA

CRD#: 133763

CORONA, CA

Past

February 15, 2013 - August 6, 2021

OSAIC SERVICES, INC.

CRD#: 133763

CORONA, CA

Past

July 7, 2011 - February 28, 2013

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

ORANGE, CA

Past

August 6, 2009 - November 15, 2010

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

ORANGE, CA

Past

December 3, 2008 - February 28, 2013

ARQUE CAPITAL, LTD.

CRD#: 121192

ORANGE, CA

Past

February 14, 2008 - December 31, 2010

BOWMAN FINANCIAL SERVICES

RIA

CRD#: 146189

CORONA, CA

Past

August 19, 2004 - May 7, 2007

FOX ADVISOR GROUP

RIA

CRD#: 130593

HUNTINGTON BEACH, CA

Past

August 30, 2002 - December 4, 2008

FOX & COMPANY INVESTMENTS INC.

CRD#: 18517

CORONA, CA

Past

August 15, 2002 - August 30, 2002

NEBS FINANCIAL SERVICES, INC.

CRD#: 103874

CLEVELAND, OH

Past

July 21, 1997 - August 20, 2002

FOX & COMPANY INVESTMENTS INC.

CRD#: 18517

SCOTTSDALE, AZ

Past

April 30, 1997 - August 11, 1997

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

November 3, 1995 - April 29, 1997

FOX & COMPANY INVESTMENTS INC.

CRD#: 18517

SCOTTSDALE, AZ

Past

September 7, 1995 - November 9, 1995

INTREPID SECURITIES, INC.

CRD#: 19311

TORRANCE, CA

Past

April 17, 1995 - August 31, 1995

RYKEL SECURITIES, INC.

CRD#: 32179

CAMERON PARK, CA

Past

March 20, 1990 - November 10, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/17/2022)

IAR

California
(10/10/2022)

IAR

Texas
(7/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/20/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/24/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/28/1996

General Securities Principal Examination

Current Firm

CUSTOM WEALTH MANAGEMENT INC

CRD#: 321121 / SEC#:

Arizona

Registered Investment Advisory firm - (8/17/2022 Approved)

California

Registered Investment Advisory firm - (10/6/2022 Approved)

Texas

Registered Investment Advisory firm - (7/24/2024 Conditional Restricted)

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Contact information

Main Address

Fort Mohave, AZ

Mailing Address

Po Box 11855, Fort Mohave, AZ 86427

Phone number

(714) 904-2038

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 21,377,350

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary M. Bowman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Max Bowman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

BOWMAN FINANCIAL SERVICES

FOX ADVISOR GROUP

FOX & COMPANY INVESTMENTS INC.

NEBS FINANCIAL SERVICES, INC.

FOX & COMPANY INVESTMENTS INC.

H.J. MEYERS & CO., INC.

FOX & COMPANY INVESTMENTS INC.

INTREPID SECURITIES, INC.

RYKEL SECURITIES, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2001

Series 63

Date: 3/27/1990

SIE

Date: 10/1/2018

Series 3

Date: 3/20/1991

Series 7

Date: 3/17/1990

Series 53

Date: 6/24/2009

Series 24

Date: 8/28/1996

Current Firm

CUSTOM WEALTH MANAGEMENT INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUSTOM WEALTH MANAGEMENT INC

TRUST BUT VERIFY

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