Richard J. Vansteen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Vansteen, who also goes by Rich J Vansteen, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1998 - January 29, 2010
LIFE SCIENCE GROUP, INC.
April 27, 1998 - August 20, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 3, 1994 - April 7, 1998
GKN SECURITIES CORP.
September 30, 1994 - October 24, 1994
JWGENESIS SECURITIES, INC.
September 23, 1994 - October 4, 1994
JOSEPHTHAL & CO., INC.
March 3, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
January 25, 1993 - March 15, 1994
H.J. MEYERS & CO., INC.
March 20, 1990 - February 4, 1993
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFE SCIENCE GROUP, INC.
CRD#: 45197 / SEC#: , 8-50991
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIORE, JAMES MICHAEL | PRESIDENT/FINOP/CHEIF COMPLIANCE OFFICER | 1813477 |
| VANSTEEN, RICHARD JOHN | SHAREHOLDER/BROKER | 2035637 |
| CHILDERS, ROBERT E | SHAREHOLDER | 3064448 |
| DEWAHL, DAVID ALLEN JR | SHAREHOLDER AND EMPLOYEE | 1226426 |
| ELLIOTT, ROBERT MINTON | SHAREHOLDER | 3078200 |
| JURANEK, ROBERT HENRY | SHAREHOLDER | 3078205 |
| OWNE, LARRY B | SHAREHOLDER | 3064447 |
| BARROS, ARNOLD | SHAREHOLDER | 3097332 |
| EGER, PAUL ARTHUR | SHAREHOLDER | 3097321 |
| PARKER, SUMNER | SHAREHOLDER | 3097324 |
| REICHENIBACH, FRANK | SHAREHOLDER | 3097327 |
| REICHENIBACH, JEAN EVELYN | SHAREHOLDER | 3097330 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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