Ross A. Kasner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross Andrew Kasner was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 1990. Ross had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - December 31, 2018
THE LEADERS GROUP, INC.
June 11, 2007 - April 17, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 7, 2007 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
January 28, 2006 - February 7, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 9, 2004 - January 17, 2006
NETWORK PLANNING ADVISORS, L.L.C.
May 15, 1990 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 15, 1990 - April 17, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
