JB
James E. Braden
PRAIRIE CAPITAL MANAGEMENT GROUP
Kansas City, MO 64112
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CRD#: 2035425
JB
Professional summary
James Edward Braden, who also goes by Jim Braden, is a registered financial advisor currently at PRAIRIE CAPITAL MANAGEMENT GROUP, LLC located in Kansas City, Missouri.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Braden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective as of July 12, 2017, Browlie & Braden, LLC ("B&B"), now known as Hanover Hillcrest Holdings, LLC, engaged in a restructuring whereby substantially all of its advisory business was transferred to other entities, including Brownlie & Braden Advisors, LLC ("BBA"). Mr. Braden currently serves as President for both B&B and BBA and will do so until B&B is terminated. Mr. Braden currently serves as Managing Director of Cotton Creek Capital Management, LLC (03/2006-present), which serves as the general partner to Cotton Creek Capital Partners, L.P. and related pooled vehicles (the "CCC Funds"). Mr. Braden also serves or may serve as a director for one or more portfolio companies in which the CCC Funds invest. Additionally, Mr. Braden manages the general partner of BKB Capital, Ltd., a private investment vehicle, and may in the future manage other such partnerships ("Affiliated Partnerships").Mr. Braden currently spends approximately 80% of his time on investment advisory activities for BBA and B&B, approximately 15% of his time on investment management activities for the CCC Funds, and approximately 5% of his time on investment management activities for the Affiliated Partnerships. Substantially all of these activities take place during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Braden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
Office #1: 4900 Main Street Suite 700, Kansas City, MO 64112RIA
CRD#: 311623
Kansas City, MO
Past
August 8, 2017 - November 14, 2024
BROWNLIE & BRADEN ADVISORS, LLC
RIA
CRD#: 288879
Dallas, TX
Past
January 2, 2004 - March 27, 2019
HANOVER HILLCREST HOLDINGS, LLC
RIA
CRD#: 129675
DALLAS, TX
Past
December 21, 2000 - January 6, 2004
CBIZ FINANCIAL SOLUTIONS, INC.
BD
CRD#: 16678
CLEVELAND, OH
Past
August 12, 1998 - March 23, 2004
BBGPR, LLC
RIA
CRD#: 109943
DALLAS, TX
Past
June 1, 1998 - March 8, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
April 30, 1990 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
ACQUISITION OPCO, LLC | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
CRD#: 311623 / SEC#: 801-119958
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
ACQUISITION OPCO, LLC | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
CRD#: 311623 / SEC#: 801-119958
RIA
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Contact information
Main Address
4900 Main Street Suite 700, Kansas City, MO 64112
Mailing Address
Phone number
(860) 596-8126
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,765 |
| AUM (Assets Under Management) | $ 6,681,946,056 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
