Frank T. Devine
Professional summary
Frank Thomas Devine was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Frank had worked at 7 firms, which includes LASALLE ST SECURITIES L.L.C., LASALLE ST. INVESTMENT ADVISORS L.L.C., SII INVESTMENTS INC., USLIFE EQUITY SALES CORP., NYLIFE SECURITIES LLC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2003 - October 5, 2004
LASALLE ST SECURITIES, L.L.C.
September 14, 1998 - December 31, 2003
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 15, 1997 - August 14, 1998
SII INVESTMENTS, INC.
October 3, 1996 - April 28, 1997
USLIFE EQUITY SALES CORP.
March 11, 1994 - August 13, 1996
NYLIFE SECURITIES LLC
January 21, 1994 - February 8, 1994
USLIFE EQUITY SALES CORP.
February 27, 1990 - January 14, 1994
METROPOLITAN LIFE INSURANCE COMPANY
February 27, 1990 - January 14, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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