Paul F. Bertaccini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Bertaccini was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1965. Paul had worked at 5 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2000 - January 31, 2006
PENN PLAZA BROKERAGE, LTD.
September 29, 1975 - September 7, 1999
FORESTERS FINANCIAL SERVICES, INC.
May 16, 1975 - October 2, 1975
USLIFE EQUITY SALES CORP
July 16, 1973 - December 8, 1974
R. L. WHITNEY SECURITIES, INC.
August 11, 1965 - December 8, 1974
CREATIVE PROGRAMS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENN PLAZA BROKERAGE, LTD.
CRD#: 22366 / SEC#: , 8-39687
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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