AM
August C. Miele
SANTANDER SECURITIES LLC
Bronx, NY 10462
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CRD#: 2034696
AM
Professional summary
August Charles Miele, who also goes by August C Miele Jr, August Charles Miele Jr, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Bronx, New York.
August is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. August has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
August C Miele Jr | August Charles Miele Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view August Charles Miele's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view August Charles Miele's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2013 - Present
SANTANDER SECURITIES LLC
Office #1: 1416 East Avenue, Bronx, NY 10462Office #2: 1350 Broadway, New York, NY 10018Office #3: 389 E 149th Street, Bronx, NY 10455Office #4: 2168 White Plains Road, Bronx, NY 10462Office #5: 222 Broadway, New York, NY 10038Office #6: 243 Canal Street, New York, NY 10013Office #7: 200 Liberty Street 17th Floor, New York, NY 10281Office #8: 250 Lexington Avenue, New York, NY 10016Office #9: 330 Madison Avenue, New York, NY 10017Office #10: 841 Broadway, New York, NY 10003Office #11: 226 East 86th Street, New York, NY 10028RIA
BD
CRD#: 41791
Bronx, NY
Current
January 30, 2013 - Present
SANTANDER SECURITIES LLC
Office #1: 1416 East Avenue, Bronx, NY 10462Office #2: 1350 Broadway, New York, NY 10018Office #3: 389 E 149th Street, Bronx, NY 10455Office #4: 2168 White Plains Road, Bronx, NY 10462Office #5: 222 Broadway, New York, NY 10038Office #6: 243 Canal Street, New York, NY 10013Office #7: 200 Liberty Street 17th Floor, New York, NY 10281Office #8: 250 Lexington Avenue, New York, NY 10016Office #9: 330 Madison Avenue, New York, NY 10017Office #10: 841 Broadway, New York, NY 10003Office #11: 226 East 86th Street, New York, NY 10028RIA
BD
CRD#: 41791
Bronx, NY
Past
April 23, 2009 - December 23, 2011
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
NEW YORK, NY
Past
April 8, 2009 - December 23, 2011
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
November 14, 2008 - January 23, 2009
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEW YORK, NY
Past
August 25, 2008 - January 23, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
March 2, 2006 - August 18, 2008
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
STATEN ISLAND, NY
Past
March 17, 2004 - February 28, 2006
SALOMON GREY FINANCIAL CORPORATION
BD
CRD#: 43413
DALLAS, TX
Past
October 25, 2001 - March 13, 2003
SALOMON GREY FINANCIAL CORPORATION
BD
CRD#: 43413
DALLAS, TX
Past
January 4, 2000 - October 17, 2001
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
June 6, 1997 - January 3, 2000
J.W. BARCLAY & CO., INC.
BD
CRD#: 23350
WOODBRIDGE, NJ
Past
April 9, 1997 - June 19, 1997
M.S. FARRELL & COMPANY, INC.
BD
CRD#: 24232
SYOSSET, NY
Past
May 20, 1996 - April 16, 1997
THE BOSTON GROUP
BD
CRD#: 37652
LOS ANGELES, CA
Past
July 22, 1994 - July 2, 1997
BARINGTON CAPITAL GROUP, L.P.
BD
CRD#: 29383
NEW YORK, NY
Past
August 18, 1993 - August 3, 1994
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Past
June 21, 1993 - August 19, 1993
BARINGTON CAPITAL GROUP, L.P.
BD
CRD#: 29383
NEW YORK, NY
Past
March 22, 1993 - June 5, 1993
ALLIED CAPITAL, INC.
BD
CRD#: 25975
NEW YORK, NY
Past
February 26, 1993 - March 25, 1993
ADVANCED EQUITY GROUP, INC.
BD
CRD#: 13873
Past
November 18, 1991 - September 25, 1992
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
California(4/25/2018)
RR
Connecticut(5/8/2017)
RR
Florida(2/8/2017)
RR
Georgia(4/18/2013)
RR
Maryland(4/19/2013)
RR
Massachusetts(10/26/2015)
RR
Michigan(12/6/2017)
RR
New Hampshire(7/28/2014)
RR
New Jersey(1/30/2013)
RR
New York(1/30/2013)
IAR
New York(3/19/2021)
RR
North Carolina(4/29/2021)
RR
Pennsylvania(4/9/2018)
RR
Tennessee(10/1/2025)
RR
Texas(12/17/2015)
RR
Virginia(9/17/2013)
RR
Wyoming(10/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SMITH, MATTHEW PETER | NATIONAL BUSINESS DIRECTOR | 3209342 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
