Valynda A. Ewton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valynda Ann Ewton, CFP®, who also goes by Val Ewton, Valynda A. Ewton, was a registered financial professional .
Valynda is a previously registered financial professional and started their career in finance in 1973. Valynda had worked at 36 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 79TO, Series 99TO, SIE, Series 1, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2019 - January 3, 2024
FIRST DALLAS SECURITIES INCORPORATED
October 1, 2012 - October 4, 2022
MAULDIN SECURITIES, LLC
February 16, 2012 - September 29, 2017
DEFCOM ADVISORS, LLC
September 7, 2011 - December 31, 2019
INTERNATIONAL RESEARCH SECURITIES, INC.
November 9, 2009 - December 10, 2009
SCORE SECURITIES, INC.
March 29, 2006 - September 30, 2008
MILKIE/FERGUSON INVESTMENTS, INC.
May 26, 2004 - November 12, 2004
MAULDIN SECURITIES, LLC
December 18, 2001 - April 1, 2002
CAMBRIDGE LEGACY SECURITIES L.L.C.
January 30, 2001 - May 30, 2003
P. A. N. SECURITIES, LP
October 1, 1999 - April 12, 2000
TRADECAST SECURITIES, LTD.
March 23, 1999 - August 4, 2004
WFG INVESTMENTS, INC.
March 11, 1999 - January 2, 2002
CG CAPITAL MARKETS, LLC
February 19, 1998 - July 7, 1999
RIVERSTONE WEALTH MANAGEMENT, INC.
January 13, 1997 - February 16, 1998
RIVER OAKS TRADING, L.P.
July 5, 1996 - April 15, 1998
OXFORD FINANCIAL GROUP
April 1, 1996 - October 23, 1996
LIGHTSPEED PROFESSIONAL TRADING LLC
January 1, 1996 - May 10, 1996
SC SECURITIES CORP.
December 8, 1995 - February 28, 1996
SOLID ISG CAPITAL MARKETS, LLC
August 5, 1993 - February 2, 1994
MAIN STREET CAPITAL CORPORATION
August 15, 1991 - September 6, 1994
FRIEDMAN, LUZZATTO & CO.
August 29, 1990 - September 3, 1991
KIRSCHNER SECURITIES, INC.
May 24, 1990 - September 3, 1991
MAGGART-PERUSICH FINANCIAL CORP.
November 1, 1989 - November 28, 1989
HATCHER & COMPANY
July 25, 1989 - November 20, 1996
J.M. WILLIAMS, INC.
July 24, 1989 - December 5, 1989
GRAHAM, ROBINSON & CO.
April 10, 1989 - May 8, 1989
TEXAS METHODIST DEVELOPMENT FUND, INC.
November 9, 1988 - July 10, 1989
MATCH-POINT SECURITIES, LLC
August 24, 1988 - June 29, 1989
PRO EQUITIES, INC.
August 24, 1988 - July 3, 1990
WFG INVESTMENTS, INC.
August 5, 1988 - August 26, 1991
DOMINION CAPITAL CORPORATION
November 3, 1987 - November 26, 1988
INTERVEST INTERNATIONAL EQUITIES CORPORATION
July 27, 1987 - February 18, 1988
INTERNATIONAL RESEARCH SECURITIES, INC.
July 1, 1987 - July 30, 1987
T.L. REED SECURITIES, INC.
May 15, 1987 - May 20, 1987
BELL, CLOUD & THOMPSON SECURITIES, INC.
May 12, 1987 - August 23, 1990
METROTECH TRADING CORPORATION
May 28, 1985 - August 12, 1986
PINNACLE SECURITIES, INC.
August 26, 1980 - June 12, 1985
WINCHESTER SECURITIES CORP.
August 22, 1979 - September 8, 1980
FINANCIAL STRATEGIES INVESTMENT CORPORATION
April 24, 1973 - February 22, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
Primary Firm SEC Registration
FIRST DALLAS SECURITIES INCORPORATED
CRD#: 24549 / SEC#: 801-66208, 8-41231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 4/17/1973
Registered Representative ExaminationCurrent Firm
FIRST DALLAS SECURITIES INCORPORATED
CRD#: 24549 / SEC#: 801-66208, 8-41231
Contact information
SEC notice filing (11 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 266 |
| AUM (Assets Under Management) | $ 335,711,026 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
