Paul J. Huffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Jackson Huffman III, who also goes by Paul Jackson Huffman, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - December 15, 2015
VELOCITYHEALTH SECURITIES, INC.
May 15, 2009 - May 13, 2011
HADLEY PARTNERS, INCORPORATED
June 15, 2001 - April 20, 2009
MORGAN JOSEPH TRIARTISAN LLC
April 30, 2001 - July 2, 2001
ABN AMRO INCORPORATED
May 23, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
April 24, 1997 - May 19, 2000
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VELOCITYHEALTH SECURITIES, INC.
CRD#: 134616 / SEC#: , 8-66848
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VELOCITYHEALTH CAPITAL, INC. | HOLDING COMPANY | |
| ESVAL, KEVIN JAMES | PRESIDENT/CCO/EXECUTIVE REP(11/2004) | |
| GEORGE, KENNETH RONALD | FINOP/CFO | 2643369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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