Paul Kent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Kent was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1990. Paul had worked at 10 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2018 - July 7, 2022
WEILD & CO.
January 22, 2018 - March 23, 2018
THIRD SEVEN CAPITAL LLC
March 1, 2016 - December 13, 2016
GROWTH CAPITAL SERVICES, INC.
June 10, 2015 - October 20, 2015
WEALTHFORGE SECURITIES, LLC
February 21, 2014 - September 30, 2014
RACE ROCK CAPITAL LLC
October 19, 2011 - May 29, 2012
B. RILEY & CO., LLC
March 21, 2011 - October 6, 2011
MERRIMAN CAPITAL, INC.
June 18, 2010 - March 17, 2011
GLEACHER & COMPANY SECURITIES, INC.
August 28, 2008 - May 6, 2010
PALI CAPITAL, INC.
February 14, 1990 - September 18, 2007
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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