Albert Hugh Ewing Iii
Professional Summary
Albert Hugh Ewing III, who also goes by Albert Hugh Ewing, was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 1973 - 2015. Albert had worked at 3 firms and has passed the SIE, Series 1, F04 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Albert Hugh Ewing
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
EWING & COMPANY | GLOBAL POWER PARTNERS | EWING MONROE BEMISS & CO. | EWING MONROE BEMISS & CO | EWING MONROE & COMPANY | EWING BEMISS & CO. | EWING BEMISS
Contact Information
Established
Virginia since 12/31/1991Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLINGHAM, THOMAS IRVIN III | CEO, CCO | 2674368 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jan 1973F04 — Financial Principal Examination
Passed Dec 1979Series 40 — Registered Principal Examination
Passed Aug 1974Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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