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Robert Benjamin Dimarco Jr

CRD# 2033992·Registered 1990 - 1996
Barred: Robert Benjamin Dimarco JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Benjamin Dimarco JR, who also goes by Bob Dimarco Jr, Robert Dimarco Jr, Robert Dimarco, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1990 - 1996. Robert had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Dimarco Jr, Robert Dimarco Jr, Robert Dimarco

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

JOSEPH ROBERTS & CO., INC.·CRD# 15971
BD
Pompano Beach, FL
January 14, 1993 - October 25, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
May 19, 1992 - January 11, 1993
MAYFAIR SECURITIES LIMITED·CRD# 23770
BD
September 26, 1991 - June 18, 1992
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
February 26, 1991 - September 17, 1991
G. K. SCOTT & CO., INC.·CRD# 3305
BD
Plainview, NY
July 20, 1990 - March 18, 1991
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
March 20, 1990 - April 12, 1990

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Current Firm

JR
JOSEPH ROBERTS & CO., INC.

JOSEPH ROBERTS & CO., INC. | VIKING INVESTMENT COMPANY

CRD#: 15971 / SEC#: 8-33022
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

Illinois since 10/12/1984

Firm Type

Corporation

Fiscal Year End

October

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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