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FM

Florence P. Martinez

ADVISORS UNLIMITED
Hagatna, 96910
Some features on this profile are disabled
CRD#: 2033797
FM

Professional summary


Florence Paulino Martinez, who also goes by Florence Marie Paulino, is a registered financial advisor currently at ADVISORS UNLIMITED .

Florence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Florence has worked at 4 firms and has passed the Series 65, Series 66, Series 7, Series 6, Series 53, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Florence Marie Paulino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
________________________________ JOHN & FLORENCE MARTINEZ NOT INVESTMENT RELATED 15 SABANA DR, TALOFOFO, GU 96915 RENTAL PROPERTY OWNER 01/1998 DO NOT DEVOTE HOURS TO THE BUSINESS DURING SECURITIES TRADING HOURS. MAINTAIN RESIDENTIAL PROPERTY.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Florence Paulino Martinez's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 9, 2015 - Present

ADVISORS UNLIMITED

Office #1: 173 Aspinall Ave, Ste 205a, Hagatna 96910
RIA
CRD#: 281474
Hagatna,
Past

November 13, 2012 - December 31, 2013

ADVISORS UNLIMITED

RIA
CRD#: 120315
HAGATNA,
Past

May 20, 2010 - November 30, 2010

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

BD
CRD#: 32338
HAGATNA,
Past

November 6, 2002 - January 29, 2010

ADVISORS UNLIMITED

BD
CRD#: 120315
HAGATNA,
Past

October 22, 1993 - October 31, 2000

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

BD
CRD#: 32338
HAGATNA,
Past

March 6, 1990 - December 3, 1993

INTERPACIFIC INVESTORS SERVICES, INC.

BD
CRD#: 4879
SEATTLE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(12/9/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/7/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2005
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2002
General Securities Principal Examination
Principal/Supervisory Exam

Current Firm


AU
ADVISORS UNLIMITED
ADVISORS UNLIMITED

CRD#: 281474 / SEC#:

Hawaii
Registered Investment Advisory firm - (12/9/2015 Approved)
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Contact information


Main Address
173 Aspinall Ave, Ste 205a, Hagatna 96910
Mailing Address
Phone number
(671) 477-2848
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts422
AUM (Assets Under Management)$ 23,444,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ADVISORS UNLIMITED

CRD#: 281474Hagatna 96910

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