Devon P. Borje
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devon Palmquist Borje, who also goes by Devon Palmquist Mcvey Borje, Devon Palmquist Mcvey, Devon Jean Palmquist, was a registered financial professional .
Devon is a previously registered financial professional and started their career in finance in 1990. Devon had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2013 - July 21, 2016
FINANCIAL ADVISORS NETWORK, INC.
September 17, 2013 - August 2, 2016
LPL FINANCIAL LLC
April 18, 2011 - August 28, 2013
CETERA WEALTH SERVICES, LLC
July 20, 2010 - August 28, 2013
CETERA WEALTH SERVICES, LLC
March 28, 2008 - June 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
March 28, 2008 - June 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 1990 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 24, 1990 - January 4, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
FINANCIAL ADVISORS NETWORK, INC.
CRD#: 152083 / SEC#: 801-74613
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL ADVISORS NETWORK, INC.
CRD#: 152083 / SEC#: 801-74613
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,984 |
| AUM (Assets Under Management) | $ 954,048,143 |
Red Flags
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