Timothy M. Mclaughlin

KESTRA ADVISORY SERVICES

Grafton, OH

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CRD#: 2033543

Professional summary

Timothy Michael Mclaughlin, CFP®, who also goes by Timothy Michael Laughlin Mc, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Grafton, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Grafton, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Michael Laughlin Mc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KESTRA ADVISORY SERVICES LLC POSITION: financial advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/15/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: registered rep for Kestra advisory services MURRAY RIDGE HOUSING CORPORATION POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 10/01/2015 ADDRESS: 9740 Murray Ridge rd, Elyria OH 44035 DESCRIPTION: Help with management and aquisition of properties WHITE PINES WEALTH MANAGEMENT POSITION: financial advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/15/2021 ADDRESS: 17760 Vermont st, Grafton OH 44044 DESCRIPTION: provide investment and financial planning advice as a registered rep of Kestra

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Mclaughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 23, 2021 - Present

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Grafton, OH

Current

November 19, 2021 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 17760 Vermont St, Grafton, OH 44044

CRD#: 42046

Grafton, OH

Past

October 6, 2015 - November 22, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CLEVELAND, OH

Past

October 6, 2015 - November 22, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CLEVELAND, OH

Past

October 5, 2009 - October 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Westlake, OH

Past

October 5, 2009 - October 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Westlake, OH

Past

March 19, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

WESTLAKE, OH

Past

March 13, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

WESTLAKE, OH

Past

September 1, 2004 - April 2, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WESTLAKE, OH

Past

August 27, 2004 - April 2, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WESTLAKE, OH

Past

January 2, 2003 - September 1, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AMHERST TOWNSHIP, OH

Past

June 6, 1997 - September 1, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 6, 1995 - June 9, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 26, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

February 26, 1990 - March 16, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/30/2021)

California
(11/19/2021)

Colorado
(11/19/2021)

Florida
(11/19/2021)

Nevada
(11/19/2021)

New York
(11/19/2021)

North Carolina
(11/30/2021)

Ohio
(11/19/2021)

IAR

Ohio
(11/23/2021)

Pennsylvania
(11/19/2021)

South Carolina
(11/19/2021)

Virginia
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/22/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/11/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/22/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy M. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/1999

Series 63

Date: 5/23/1995

SIE

Date: 10/1/2018

Series 31

Date: 11/22/2005

Series 7

Date: 5/11/1995

Series 6

Date: 2/22/1990

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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