Jeffery J. Palmer

LPL ENTERPRISE

ASHEVILLE, NC 28806

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CRD#: 2033537

Professional summary

Jeffery Jack Palmer, ChFC®, who also goes by Jeff Palmer, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Asheville, North Carolina.

Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffery has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/25/2024 - The Palmer Group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 08/06/2014 - 160hrs/mth - 160hrs During Trading 2) 10/25/2024 - J. Palmer LLC - Non-Variable Insurance - Insurance Agency, Sale of life insurance, disability insurance, fixed annuities and long-term care insurance - INV Related - At Asheville, NC - Start Date 05/07/2010 - 5hrs/mth - 5hrs During Trading 3) 10/25/2024 - JJ Palmer Investments LLC - Real Estate Rental - Owner of rental property that produce income - Inv Related - At Biltmore Lake, NC - Start Date 03/01/2003 - 1hrs/mth - 0hrs During Trading 4) 10/25/2024 - Amelia Sun LLC - Real Estate Rental - Office Building for The Palmer Group - INV Related - At Asheville, NC - Start Date 11/04/2014 - 1hrs/mth - 0hrs During Trading 5) 10/25/2024 - Howard Neil McKeehan - Act in a Fiduciary Capacity - INV Related - At Marble, NC - Start Date 07/07/2023 - 1hrs/mth - 0hrs During Trading 6) 12/12/2024 - J.J. Palmer and Son LLC - Real Estate Rental - Investor - INV Related - At Biltmore Lake, NC - Start Date 11/05/2024 - 0hrs/mth - 0hrs During Trading 7) 11/26/2024 - Makers Box with One More Child - Non-Profit Board Member - Advisory board member to The Makers Box formally known as Orbie for Orphans - Not INV Related - At Lakeland, FL - Start Date 01/01/2024 - 1hrs/mth - 0hrs During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Jack Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeffery Jack Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 603 Alliance Court, Asheville, NC 28806

RIA

CRD#: 8733

ASHEVILLE, NC

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 603 Alliance Court, Asheville, NC 28806

RIA

CRD#: 8733

ASHEVILLE, NC

Past

December 31, 2001 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ASHEVILLE, NC

Past

May 29, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 29, 1990 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ASHEVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/14/2024)

Alaska
(11/14/2024)

Arizona
(11/14/2024)

California
(11/14/2024)

Colorado
(11/14/2024)

Connecticut
(11/14/2024)

Delaware
(11/14/2024)

Florida
(11/15/2024)

Georgia
(11/14/2024)

Illinois
(11/14/2024)

Iowa
(11/14/2024)

Kansas
(11/14/2024)

IAR

Kansas
(11/14/2024)

Kentucky
(11/14/2024)

Maryland
(11/14/2024)

Michigan
(11/14/2024)

Minnesota
(11/14/2024)

Missouri
(11/14/2024)

Montana
(11/14/2024)

Nevada
(11/14/2024)

New Hampshire
(11/14/2024)

New Jersey
(11/14/2024)

New York
(11/14/2024)

North Carolina
(11/14/2024)

IAR

North Carolina
(11/14/2024)

Ohio
(11/14/2024)

Oklahoma
(11/14/2024)

Oregon
(11/14/2024)

Pennsylvania
(11/14/2024)

South Carolina
(11/14/2024)

Tennessee
(11/14/2024)

Texas
(11/14/2024)

IAR

Texas
(11/14/2024)

Virginia
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/25/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffery J. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Jack Palmer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeffery Jack Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1997

Series 63

Date: 7/13/1990

SIE

Date: 10/1/2018

Series 7

Date: 7/24/1997

Series 6

Date: 5/25/1990

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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