DE
Don F. Eves
VOYA FINANCIAL ADVISORS
Lakeland, FL
Some features on this profile are disabled
CRD#: 203345
DE
Professional summary
Don Frederick Eves, who also goes by Don F Eves, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Lakeland, Florida.
Don is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Don has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don F Eves
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:PREMIUM RESOURCES, INC; Yes; ; LAKELAND; FL; ; DBA; PRESIDENT; 6/1/1990; 15; 8; LIFE INSURANCE AND LONG TERM CARE MARKETING AND SALES, Securities|NAME OF ENTITY:Reachable Retirement, Inc; No; 451 HOWARD AVE; LAKELAND; FL; 33815; Web Based Retirement Program; President; 8/1/2013; 30; 5; Oversight of development and distribution on web based retirement program|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 451 HOWARD AVE; LAKELAND; FL; 33815; Fixed Insurance Sales; INDEPENDENT INSURANCE AGENT; 5/14/2013; 15; 7; Sales of Fixed Insurance Products|
CRS (Client Relationship Summary) - RIA
Click below to view Don Frederick Eves's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Don Frederick Eves's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Lakeland, FL
Current
December 20, 2010 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Lakeland, FL
Past
May 31, 2006 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
LAKELAND, FL
Past
May 30, 2006 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
LAKELAND, FL
Past
April 28, 1998 - June 13, 2006
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
LAKELAND, FL
Past
April 28, 1998 - June 13, 2006
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
LAKELAND, FL
Past
August 25, 1997 - May 4, 1998
AMUNI FINANCIAL, INC.
BD
CRD#: 8365
ST. PETERSBURG, FL
Past
February 19, 1993 - August 25, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
December 6, 1971 - January 18, 1973
WZW FINANCIAL SERVICES, INC.
BD
CRD#: 5717
Past
February 10, 1970 - January 2, 1972
FALCON FINANCIAL SERVICES, INC.
BD
CRD#: 6123
Past
September 4, 1969 - February 22, 1993
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/20/2010)
RR
Colorado(3/31/2011)
RR
Florida(12/20/2010)
IAR
Florida(1/31/2011)
RR
Georgia(10/21/2021)
RR
Kansas(12/20/2010)
RR
North Carolina(10/21/2021)
RR
Ohio(1/5/2022)
RR
Pennsylvania(2/4/2021)
RR
South Carolina(4/7/2022)
RR
Tennessee(12/20/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/28/1969
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
