Steven Merlin Kersey
CFP®Professional Summary
Steven Merlin Kersey, CFP®, who also goes by Steven M Kersey, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1990 - 2021. Steven had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 2, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven M Kersey
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CEF ADVISORS | CLOSED-END FUND ADVISORS INC. | CLOSED-END FUND ADVISORS
Contact Information
Main Address
Henrico, VAMailing Address
2711 Buford Rd. Suite #382, Richmond, VA 23235Phone Number
(804) 288-2482# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
180AUM (Assets Under Management)
$186,323,115Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CEF ADVISORS | CLOSED-END FUND ADVISORS INC. | CLOSED-END FUND ADVISORS
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Jan 1993Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1990About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
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