John D. Levin

LEVIN FUNDING GROUP LLC

Tucson, AZ 85718

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CRD#: 2033204

Professional summary

John David Levin, ChFC®, CLU® is a registered financial advisor currently at LEVIN FUNDING GROUP LLC located in Tucson, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) MANAGING MEMBER AND INSURANCE AGENT WITH LEVIN FINANCIAL & INSURANCE SERVICES, LLC (DBA LEVIN RISK MANAGEMENT) OFFERING INSURANCE PRODUCTS FROM A VARIETY OF INSURANCE COMPANIES; 40% OF TIME. (2)INDEPENDENT CONTRACTOR WITH INNOVATIVE GREEN TECHNOLOGIES; CONNECTING TRUCKING COMPANIES WITH FUELXX-MANUFACTURERS; 1% OF TIME. (3)FAMILY REAL ESTATE PARTNERSHIP SINCE 07/1990; 0% TIME. (4)PALO VERDE, LLC; FAMILY LAND PARTNERSHIP SINCE 06/2012; 0% TIME.(5)MANAGING MEMBER OF LEVIN MOTORSPORTS MANAGEMENT, LLC, SINCE 4/2014, AND PROVIDES BUSINESS CONSULTING SERVICES TO THOSE IN THE MOTORSPORTS INDUSTRY. (5) Board Member, New First Financial Resources, Insurance producer group since 01/2016

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Levin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 18, 2014 - Present

LEVIN FUNDING GROUP LLC

Office #1: 2200 East River Road Suite 104, Tucson, AZ 85718

RIA

CRD#: 170087

Tucson, AZ

Past

September 14, 2011 - March 20, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

September 14, 2011 - July 12, 2016

TREK FINANCIAL

RIA

CRD#: 109376

TUCSON, AZ

Past

August 17, 2011 - March 20, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

Past

August 27, 2003 - August 18, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TUCSON, AZ

Past

August 7, 2003 - August 18, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

TUCSON, AZ

Past

July 29, 2003 - August 25, 2003

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

TUCSON, AZ

Past

February 6, 2003 - March 14, 2003

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

TUCSON, AZ

Past

April 17, 1991 - August 25, 2003

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

May 7, 1990 - March 13, 1991

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEVIN FUNDING GROUP LLC

CRD#: 170087 / SEC#: 801-125714

RIA

Registered Investment Advisory firm - (5/20/2022 Approved)

Arizona

Registered Investment Advisory firm - (5/24/2022 Terminated)

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/18/2014)

IAR

Texas
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/4/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEVIN FUNDING GROUP LLC

CRD#: 170087 / SEC#: 801-125714

RIA

Registered Investment Advisory firm - (5/20/2022 Approved)

Arizona

Registered Investment Advisory firm - (5/24/2022 Terminated)

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

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Contact information

Main Address

2200 East River Road Suite 104, Tucson, AZ 85718

Mailing Address

Phone number

(520) 751-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEVIN FUNDING GROUP LLC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	157
AUM (Assets Under Management)	$ 168,248,470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John D. Levin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Levin's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

TREK FINANCIAL

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

LEVIN FUNDING GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2003

Series 63

Date: 5/4/1990

Series 7

Date: 4/8/1999

Series 6

Date: 5/4/1990

Current Firm

LEVIN FUNDING GROUP LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEVIN FUNDING GROUP LLC

TRUST BUT VERIFY

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