Kenneth Ranieri
Professional summary
Kenneth Ranieri is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Jupiter, Florida and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Fair Haven, New Jersey.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Kenneth has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, Series 31, SIE, Series 16, Series 87, Series 7, Series 10, Series 9, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Ranieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
October 25, 2022 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
October 25, 2022 - November 21, 2022
ALLSPRING FUNDS MANAGEMENT, LLC
June 5, 2018 - October 31, 2022
WELLS FARGO CLEARING SERVICES, LLC
February 25, 2016 - December 31, 2017
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2016 - October 31, 2022
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2015 - February 10, 2016
CHARLES SCHWAB & CO., INC.
August 24, 2015 - February 10, 2016
CHARLES SCHWAB & CO., INC.
June 10, 2013 - August 5, 2015
J.P. MORGAN SECURITIES LLC
October 2, 2009 - March 4, 2013
MORGAN STANLEY
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
September 1, 1992 - October 16, 2012
CITIGROUP GLOBAL MARKETS INC.
July 26, 1990 - September 11, 1990
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2022)
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 1/4/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,118 |
| AUM (Assets Under Management) | $ 324,654,889,545 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
