Abraham Biderman
Professional summary
Abraham Biderman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Abraham is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Abraham had worked at 4 firms, which includes PALLADIUM CAPITAL GROUP LLC, LIPPER CONVERTIBLES SERIES II L.P., LIPPER & COMPANY L.P., LIPPER CONVERTIBLES L.P..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2006 - February 22, 2018
PALLADIUM CAPITAL GROUP, LLC
September 21, 1998 - May 28, 2003
LIPPER CONVERTIBLES SERIES II, L.P.
October 15, 1992 - May 28, 2003
LIPPER & COMPANY, L.P.
June 1, 1990 - May 28, 2003
LIPPER CONVERTIBLES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALLADIUM CAPITAL GROUP, LLC
CRD#: 129400 / SEC#: , 8-66223
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KURLAND, AKIVA JOSEPH | MEMBER | 5366252 |
| LAZARUS, MARILYN NMI | MEMBER | 5447746 |
| LAZARUS, NORMAN MICHAEL | MEMBER | 7172324 |
| PADOWITZ, JOEL EUGEN | MEMBER | 4725316 |
| MOCH, TAMARA ROSALIE | MEMBER | 7172315 |
| BUCKLEY, ANNE PAUL | CHIEF COMPLIANCE OFFICER | 1781079 |
| MEDREZ, NATAN | PARTIAL OWNER | 4792730 |
| PALLADIUM HOLDINGS, LLC | PARTIAL OWNER | |
| ROOZ, EFRAIM | PARTIAL OWNER | 5823833 |
| SLOVIN, MARK ADAM | CHIEF FINANCIAL OFFICER AND FINOP | 6786999 |
| WEINBERG, ILAN JOSHUA | PARTIAL OWNER | 2354293 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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